Controversial use of administrative proceedings

In October 2016, C-BERC’s Associate Director Gideon Mark, associate professor of logistics, business and public policy at the University of Maryland’s Robert H. Smith School of Business, published an article entitled “SEC and CFTC Administrative Proceedings.”  The article appears in Volume 19 of the University of Pennsylvania’s Journal of Constitutional Law and can be found on both Westlaw and LexisNexis.  The article concerns the controversial use of administrative proceedings to enforce the federal securities laws and Commodities Exchange Act. 


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